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50 UNION STREET

ELLSWORTH, ME 04605

COMPLIANCE WITH 489.24

Tag No.: A2400

Based on document reviews and interviews, the hospital failed to follow their policy and provide a medical screening examination within the capability of the hospital's Emergency Department for a patient who was seeking care on 4/15/2025. (Patient #1)

Findings:

The Northern Light (NL) Maine Coast Hospital policy titled, 'Emergency Treatment and Transfer Rules Policy', last revised 4/1/2024, stated in part..."POLICY AND PROCEDURE I. HOSPITAL DUTY WITH RESPECT TO EMERGENCY MEDICAL CONDITION If an individual Comes to the Emergency Department, then the hospital must provide a Medical Screening Examination..."

NL Maine Coast Hospital brochure titled, 'Patient Rights and Responsibilities' stated in part, "...As a Northern Light Health patient, you have the right to safe, respectful, and dignified care. While you are here, you will receive hospital services and care that are medically appropriate and in accordance with the Northern Light Health stated mission, the capabilities of the Northern Light Health system, and all applicable laws and regulations..."

On 04/18/2025, Northern Light Maine Coast Hospital self-reported a possible EMTALA violation stating, in part, "It has come to the attention of Northern Light Maine Coast Hospital
(MCH) leadership that the 15-year-old individual named above presented with his parents to the MCH Emergency Department on 4/15/2025 at approximately 5:30 PM and, prior to being
registered, departed the Emergency Department approximately 10 minutes after arrival. The
patient presented to the Emergency Department at the instruction of his primary care provider
following a CT scan that revealed concern for a ruptured appendicitis. It is our understanding that, upon presenting to the MCH Emergency Department, the parents of the patient spoke with a hospital employee and the employee informed the family that the patient would need to wait to be seen and would need to be transferred to another hospital to receive necessary treatment. The mother of the patient asked the employee if they should stay at MCH to be seen or proceed directly to the other hospital. The employee responded that he could not advise the family whether to stay or go but reiterated that it would be a long wait and the patient would ultimately need to be transferred to another hospital.

On 5/6/2025 at 10:26 AM, an interview was conducted with the ED Nurse Manager regarding her involvement in the alleged EMTALA violations. She stated that she first became aware on 4/16/2025 when she received an email from the Compliance Officer. She stated that the email asked her to look into what occurred on 4/15/2025 with [Patient #1]. She stated that she spoke with the Patient Access person, and the Certified Nursing Assistant.. She stated that [the Patient Access person] said that the family and the patient were waiting to register when the[Certified Nursing Assistant] came to the registration desk to get some papers. She stated that the [Patient Access person] said that the [Certified Nursing Assistant] informed them (patient's family) that the wait to be seen was about three (3) hours and probable the patient would be transferred to another hospitalanyway. She stated that it really isn't clear if the Mom asked how long the wait would be or if the [Certified Nursing Assistant] just volunteered that information. She stated that the Emergency Department (ED) was very busy that day between 5 PM and 8 PM.

On 5/6/2025 at 1:00 PM, an interview was conducted with the [Certified Nursing Assistant], regarding 4/15/2025. He was asked if he worked that day and he stated yes. He was asked if he remembered a patient coming in from a physician's office and he stated yes. He stated it was a 15-year-old and he took the call from the Nurse Practitioner (NP) in the patient's provider's office. The NP told him that the recent CT Scan showed a ruptured appendix. He stated that he then went to the triage nurse to tell her that patient was coming in. He stated that everyone, the nurses and all, were saying that the patient would have to go to another hospital anyway. He stated that he went out to reception to pick up some papers and this family standing there asked him how long the wait would be. He stated that he told them he couldn't give them information or medical advice. He stated that the family and the patient left. He was asked if he received EMTALA training and he stated yes thru HealthStream yearly.

On 5/6/2025 at 1:11 PM, an interview was conducted with the [Patient Access person], regarding 4/15/2025. She was asked if she worked the evening of 4/15/2025 and she stated yes. She was asked if she remembered a young patient and their family coming to her desk to register. She stated yes. She stated that she was in the process of finishing registering another patient and had to tell the mother of that patient that she would have to wait until she finished the current registration. She stated that she does not remember why the [Certified Nursing Assistant] was at the registration desk where she was. She was asked if there were people in the waiting room and she stated it was full. She stated that she doesn't know if it was the young child's Mom who asked the [Certified Nursing Assistant] how long the wait would be or if it was the [Certified Nursing Assistant] who volunteered that information. She stated that she does recall that the [Certified Nursing Assistant] stated that the patient would have to go to Bangor anyway. She stated that she heard the father state loudly, "Come on let's go". She was then asked if she registered the young patient and she stated no, they all left before she could do that.

Northern Light Maine Coast Hospital identified the potential violation, self-reported the event, and put in measures to ensure that the Emergency Department staff would not deter a patient in the future from seeking care. These measures included the following: The Emergency Department Nurse Manager sent an email to all Emergency Department staff reviewing the EMTALA regulations and the responsibilities of the staff. Additionally she provided scripting of what to say in certain circumstances regarding EMTALA was provided. Counseling was held with the Certified Nursing Assistant involved. Mandatory EMTALA training was to be provided to all Emergency Department Staff and the Patient Access staff with a deadline of May 31, 2025 for completion. As of 5/7/2025 all Patient Access staff had completed the mandatory reeducation related to EMTALA. As of 5/7/2025 approximately 54.5% of the Emergency Department Staff had completed the mandatory reeducation related to EMTALA. At the time of the on-site survey, surveyors determined, through observation, document reviews, and interviews, that Northern Light Maine Coast Hospital was in compliance, but previously out of compliance with 42 CFR, Part 489, Responsibilities of Medicare Participating Hospitals in Emergency Cases.

MEDICAL SCREENING EXAM

Tag No.: A2406

Based on review of documentation and interviews, the facility failed to provide an appropriate medical screening examination at the facility's Emergency Department ("ED") on 04/15/2025. (Patient #1)

Findings:

The Northern Light Maine Coast Hospital policy titled, 'Emergency Treatment and Transfer Rules Policy', last revised 4/1/2024, stated in part..."POLICY AND PROCEDURE I. HOSPITAL DUTY WITH RESPECT TO EMERGENCY MEDICAL CONDITION If an individual Comes to the Emergency Department, then the hospital must provide a Medical Screening Examination..."

On 04/18/2025, Northern Light Maine Coast Hospital self-reported a possible EMTALA violation stating, in part, "It has come to the attention of Northern Light Maine Coast Hospital
(MCH) leadership that the 15-year-old individual named above presented with his parents to the MCH Emergency Department on 4/15/2025 at approximately 5:30 PM and, prior to being
registered, departed the Emergency Department approximately 10 minutes after arrival. The
patient presented to the Emergency Department at the instruction of his primary care provider
following a CT scan that revealed concern for a ruptured appendicitis. It is our understanding that, upon presenting to the MCH Emergency Department, the parents of the patient spoke with a hospital employee and the employee informed the family that the patient would need to wait to be seen and would need to be transferred to another hospital to receive necessary treatment. The mother of the patient asked the employee if they should stay at MCH to be seen or proceed directly to another hospital. The employee responded that he could not advise the family whether to stay or go but reiterated that it would be a long wait and the patient would ultimately need to be transferred to another hospital.

On 5/6/2025 at 10:26 AM, an interview was conducted with the ED Nurse Manager regarding her involvement in the alleged EMTALA violations. She stated that she first became aware on 4/16/2025 when she received an email from the Compliance Officer. She stated that the email asked her to look into what occurred on 4/15/2025 with [Patient #1]. She stated that she spoke with the [Patient Access person], and the [Certified Nursing Assistant]. She stated that [the Patient Access person] said that the family and the patient were waiting to register when the[Certified Nursing Assistant] came to the registration desk to get some papers. She stated that the [Patient Access person] said that the [Certified Nursing Assistant] informed them (patient's family) that the wait to be seen was about three (3) hours and probable the patient would be transferred to another hospitalanyway. She stated that it really isn't clear if the Mom asked how long the wait would be or if the [Certified Nursing Assistant] just volunteered that information. She stated that the Emergency Department (ED) was very busy that day between 5 PM and 8 PM.

On 5/6/2025 at 1:00 PM, an interview was conducted with the [Certified Nursing Assistant], regarding 4/15/2025. He was asked if he worked that day and he stated yes. He was asked if he remembered a patient coming in from a physician's office and he stated yes. He stated it was a 15-year-old and he took the call from the Nurse Practitioner (NP) in the patient's provider's office. The NP told him that the recent CT Scan showed a ruptured appendix. He stated that he then went to the triage nurse to tell her that patient was coming in. He stated that everyone, the nurses and all, were saying that the patient would have to go to another hospital anyway. He stated that he went out to reception to pick up some papers and this family standing there asked him how long the wait would be. He stated that he told them he couldn't give them information or medical advice. He stated that the family and the patient left. He was asked if he received EMTALA training and he stated yes thru HealthStream yearly.

On 5/6/2025 at 1:11 PM, an interview was conducted with the [Patient Access person], regarding 4/15/2025. She was asked if she worked the evening of 4/15/2025 and she stated yes. She was asked if she remembered a young patient and their family coming to her desk to register. She stated yes. She stated that she was in the process of finishing registering another patient and had to tell the mother of that patient that she would have to wait until she finished the current registration. She stated that she does not remember why the [Certified Nursing Assistant] was at the registration desk where she was. She was asked if there were people in the waiting room and she stated it was full. She stated that she doesn't know if it was the young child's Mom who asked the [Certified Nursing Assistant] how long the wait would be or if it was the [Certified Nursing Assistant] who volunteered that information. She stated that she does recall that the [Certified Nursing Assistant] stated that the patient would have to go to Bangor anyway. She stated that she heard the father state loudly, "Come on let's go". She was then asked if she registered the young patient and she stated no, they all left before she could do that.

Northern Light Maine Coast Hospital identified the potential violation, self-reported the event, and put in measures to ensure that the Emergency Department staff would not deter a patient in the future from seeking care. These measures included the following: The Emergency Department Nurse Manager sent an email to all Emergency Department staff reviewing the EMTALA regulations and the responsibilities of the staff. Additionally she provided scripting of what to say in certain circumstances regarding EMTALA was provided. Counseling was held with the Certified Nursing Assistant involved. Mandatory EMTALA training was to be provided to all Emergency Department Staff and the Patient Access staff with a deadline of May 31, 2025 for completion. As of 5/7/2025 all Patient Access staff had completed the mandatory reeducation related to EMTALA. As of 5/7/2025 approximately 54.5% of the Emergency Department Staff had completed the mandatory reeducation related to EMTALA. At the time of the on-site survey, surveyors determined, through observation, document reviews, and interviews, that Northern Light Maine Coast Hospital was in compliance, but previously out of compliance with 42 CFR, Part 489, Responsibilities of Medicare Participating Hospitals in Emergency Cases.